Question 1 of 30
In a financial services company, the compliance officer is tasked with ensuring that all business processes adhere to regulatory standards. During a review, they discover that a critical process for handling customer data does not include necessary compliance checks. What is the most effective approach the compliance officer should recommend to address this issue?
Integrate compliance checks into the existing process design to ensure ongoing adherence to regulations.
Conduct a separate compliance audit after the process is completed to identify any potential violations.
Implement a new process that operates independently of the existing one to handle compliance checks.
Train employees on compliance regulations without altering the existing process to avoid disruption.

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